|
Home Page > Executive Branch > Code of Federal Regulations > Electronic Code of Federal Regulations
e-CFR Data is current as of February 4, 2010
TITLE 12--Banks and Banking
CHAPTER I--COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY
PART 12--RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
|
| Authority, purpose, and scope. |
|
|
| Content and time of notification. |
|
|
| Notification by agreement; alternative forms and times of notification. |
|
|
| Securities trading policies and procedures. |
|
|
| Settlement of securities transactions. |
|
|
| National bank disclosure of remuneration for mutual fund transactions. |
|
|
| National bank use of electronic communications as customer notifications. |
|
|
