|
Home Page > Executive Branch > Code of Federal Regulations > Electronic Code of Federal Regulations
e-CFR Data is current as of November 19, 2009
TITLE 12--Banks and Banking
CHAPTER I--COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY
PART 19--RULES OF PRACTICE AND PROCEDURE
Subpart A--UNIFORM RULES OF PRACTICE AND PROCEDURE
|
| Authority of the Comptroller. |
|
|
| Authority of the administrative law judge. |
|
|
| Appearance and practice in adjudicatory proceedings. |
|
|
| Good faith certification. |
|
|
| Construction of time limits. |
|
|
| Witness fees and expenses. |
|
|
| Opportunity for informal settlement. |
|
|
| OCC's right to conduct examination. |
|
|
| Collateral attacks on adjudicatory proceeding. |
|
|
| Commencement of proceeding and contents of notice. |
|
|
| Consolidation and severance of actions. |
|
|
| Scope of document discovery. |
|
|
| Request for document discovery from parties. |
|
|
| Document subpoenas to nonparties. |
|
|
| Deposition of witness unavailable for hearing. |
|
|
| Partial summary disposition. |
|
|
| Scheduling and prehearing conferences. |
|
|
| Recommended decision and filing of record. |
|
|
| Exceptions to recommended decision. |
|
|
| Review by the Comptroller. |
|
|
| Stays pending judicial review. |
|
Subpart B--PROCEDURAL RULES FOR OCC ADJUDICATIONS
Subpart C--REMOVALS, SUSPENSIONS, AND PROHIBITIONS WHEN A CRIME IS CHARGED OR A CONVICTION IS OBTAINED
|
| Suspension, removal, or prohibition. |
|
|
| Recommended and final decisions. |
|
Subpart D--EXEMPTION HEARINGS UNDER SECTION 12(H) OF THE SECURITIES EXCHANGE ACT OF 1934
|
| Application for exemption. |
|
|
| Decision of the Comptroller. |
|
Subpart E--DISCIPLINARY PROCEEDINGS INVOLVING THE FEDERAL SECURITIES LAWS
|
| Notice of charges and answer. |
|
|
| Applications for stay or review of disciplinary actions imposed by registered clearing agencies. |
|
Subpart F--CIVIL MONEY PENALTY AUTHORITY UNDER THE SECURITIES LAWS
Subpart G--CEASE-AND-DESIST AUTHORITY UNDER THE SECURITIES LAWS
Subpart H--CHANGE IN BANK CONTROL
|
| Notice of disapproval and hearing initiation. |
|
Subpart I--DISCOVERY DEPOSITIONS AND SUBPOENAS
Subpart J--FORMAL INVESTIGATIONS
|
| Confidentiality of formal investigations. |
|
|
| Order to conduct a formal investigation. |
|
|
| Service of subpoena and payment of witness expenses. |
|
Subpart K--PARTIES AND REPRESENTATIONAL PRACTICE BEFORE THE OCC; STANDARDS OF CONDUCT
|
| Sanctions relating to conduct in an adjudicatory proceeding. |
|
|
| Censure, suspension or debarment. |
|
|
| Eligibility of attorneys and accountants to practice. |
|
|
| Initiation of disciplinary proceeding. |
|
|
| Proceedings under this subpart. |
|
|
| Effect of suspension, debarment or censure. |
|
|
| Petition for reinstatement. |
|
Subpart L--EQUAL ACCESS TO JUSTICE ACT
Subpart M--PROCEDURES FOR RECLASSIFYING A BANK BASED ON CRITERIA OTHER THAN CAPITAL
|
| Reclassification of a bank based on unsafe or unsound condition or practice. |
|
|
| Request for rescission of reclassification. |
|
Subpart N--ORDER TO DISMISS A DIRECTOR OR SENIOR EXECUTIVE OFFICER
|
| Order to dismiss a director or senior executive officer. |
|
Subpart O--CIVIL MONEY PENALTY INFLATION ADJUSTMENTS
Subpart P--REMOVAL, SUSPENSION, AND DEBARMENT OF ACCOUNTANTS FROM PERFORMING AUDIT SERVICES
|
| Removal, suspension, or debarment. |
|
|
| Automatic removal, suspension, and debarment. |
|
|
| Notice of removal, suspension or debarment. |
|
|
| Petition for reinstatement. |
|
|
