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Home Page > Executive Branch > Code of Federal Regulations > Electronic Code of Federal Regulations
e-CFR Data is current as of February 4, 2010
TITLE 12--Banks and Banking
CHAPTER III--FEDERAL DEPOSIT INSURANCE CORPORATION
SUBCHAPTER B--REGULATIONS AND STATEMENTS OF GENERAL POLICY
PART 335--SECURITIES OF NONMEMBER INSURED BANKS
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| Scope of part, authority and OMB control number. |
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| Listing standards related to audit committees. |
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| Securities exempted from registration. |
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| Registration and reporting. |
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| Forms for registration of securities; optional forms for small business issuers; and incorporation of Regulation FD (Fair Disclosure). |
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| Certification, suspension of trading, and removal from listing by exchanges. |
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| Forms for notification of action taken by national securities exchanges. |
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| Exemptions; terminations; and definitions. |
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| Reports of issuers of securities registered pursuant to section 12. |
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| Forms for annual, quarterly, current, and other reports of issuers. |
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| Maintenance of records and issuer's representations in connection with required reports. |
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| Acquisition statements, acquisition of securities by issuers, and other matters. |
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| Solicitations of proxies. |
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| Requirements of section 16 of the Securities Exchange Act of 1934. |
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| Initial statement of beneficial ownership of securities (Form 3). |
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| Statement of changes in beneficial ownership of securities (Form 4). |
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| Annual statement of beneficial ownership of securities (Form 5). |
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| Filing requirements, public reference, and confidentiality. |
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| Inapplicable SEC regulations; FDIC substituted regulations; additional information. |
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| Delegation of authority to act on matters with respect to disclosure laws and regulations. |
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