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	Ben's Guide to U.S. Government

e-CFR Data is current as of February 4, 2010

TITLE 17--Commodity and Securities Exchanges

CHAPTER I--COMMODITY FUTURES TRADING COMMISSION

PART 10--RULES OF PRACTICE

Subpart A--GENERAL PROVISIONS

§10.1

Scope and applicability of rules of practice.

§10.2

Definitions.

§10.3

Suspension, amendment, revocation and waiver of rules.

§10.4

Business address; hours.

§10.5

Computation of time.

§10.6

Changes in time permitted for filing.

§10.7

Date of entry of orders.

§10.8

Presiding officers.

§10.9

Separation of functions.

§10.10

Ex parte communications.

§10.11

Appearance in adjudicatory proceedings.

§10.12

Service and filing of documents; form and execution.

Subpart B--INSTITUTION OF ADJUDICA- TORY PROCEEDINGS; PLEADINGS; MOTIONS

§10.21

Commencement of the proceeding.

§10.22

Complaint and notice of hearing.

§10.23

Answer.

§10.24

Amendments and supplemental pleadings.

§10.25

Form of pleadings.

§10.26

Motions and other papers.

Subpart C--PARTIES AND LIMITED PARTICIPATION

§10.31

Parties.

§10.32

Substitution of parties.

§10.33

Intervention as a party.

§10.34

Limited participation.

§10.35

Permission to state views.

§10.36

Commission review of rulings.

Subpart D--PREHEARING PROCEDURES; PREHEARING CONFERENCES; DISCOVERY; DEPOSITIONS

§10.41

Prehearing conferences; procedural matters.

§10.42

Discovery.

§10.43

Stipulations.

§10.44

Depositions and interrogatories.

Subpart E--HEARINGS

§10.61

Time and place of hearing.

§10.62

Appearances.

§10.63

Consolidation; separate hearings.

§10.64

Public hearings.

§10.65

Record of hearing.

§10.66

Conduct of the hearing.

§10.67

Evidence.

§10.68

Subpoenas.

§10.69

Reopening hearings.

Subpart F--POST HEARING PROCEDURES; INITIAL DECISIONS

§10.81

Filing the transcript of evidence.

§10.82

Proposed findings and conclusions; briefs.

§10.83

Oral arguments.

§10.84

Initial decision.

Subpart G--DISPOSITION WITHOUT FULL HEARING

§10.91

Summary disposition.

§10.92

Shortened procedure.

§10.93

Obtaining default order.

§10.94

Setting aside of default.

Subpart H--APPEALS TO THE COMMISSION; SETTLEMENTS

§10.101

Interlocutory appeals.

§10.102

Review of initial decisions.

§10.103

Oral argument before the Commission.

§10.104

Scope of review; Commission decision.

§10.105

Review by Commission on its own initiative.

§10.106

Reconsideration; stay pending judicial review.

§10.107

Leave to adduce additional evidence.

§10.108

Settlements.

§10.109

Delegation of authority to Chief of the Opinions Section.

Subpart I--RESTITUTION ORDERS

§10.110

Basis for issuance of restitution orders.

§10.111

Recommendation of procedure for implementing restitution.

§10.112

Administration of restitution.

§10.113

Right to challenge distribution of funds to customers.

§10.114

Acceleration of establishment of restitution procedure.

Appendix

Appendix A to Part 10 --Commission Policy Relating to the Acceptance of Settlements in Administrative and Civil Proceedings