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Home Page > Executive Branch > Code of Federal Regulations > Electronic Code of Federal Regulations
e-CFR Data is current as of February 4, 2010
TITLE 17--Commodity and Securities Exchanges
CHAPTER I--COMMODITY FUTURES TRADING COMMISSION
PART 12--RULES RELATING TO REPARATIONS
Subpart A--GENERAL INFORMATION AND PRELIMINARY CONSIDERATION OF PLEADINGS
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| Scope and applicability of rules of practice relating to reparations. |
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| Suspension, amendment, revocation and waiver of rules. |
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| Extensions of time; adjournments; postponements. |
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| Ex parte communications in reparation proceedings. |
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| Practice before the Commission. |
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| Formalities of filing of documents with the Proceedings Clerk. |
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| Complaint; election of procedure. |
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| Notification of complaint. |
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| Satisfaction of complaint. |
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| Answer; election of procedure. |
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| Response to counterclaim; reply; election of procedure. |
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| Setting aside of default. |
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| Commencement of a reparation proceeding. |
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| Termination of consideration of pleadings. |
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Subpart B--DISCOVERY
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| Production of documents and tangible items. |
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| Depositions on written interrogatories. |
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| Discovery by a decisionmaking official. |
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| Consequences of a party's failure to comply with a discovery order. |
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| Subpoenas to compel discovery. |
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Subpart C--RULES APPLICABLE TO VOLUNTARY DECISIONAL PROCEEDINGS
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| Scope and applicability of rules. |
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| Functions and responsibilities of the Judgment Officer. |
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| Disqualification of Judgment Officer. |
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| Filing of documents; subscription; service. |
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| Amendments to pleadings; motions. |
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| Submission of proof only in documentary or tangible form. |
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| Final decision and order. |
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Subpart D--RULES APPLICABLE TO SUMMARY DECISIONAL PROCEEDINGS
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| Scope and applicability of rules. |
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| Functions and responsibilities of the Judgment Officer. |
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| Disqualification of Judgment Officer. |
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| Filing of documents; subscription; service. |
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| Amended and supplemental pleadings. |
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| Pre-decision conferences. |
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Subpart E--RULES APPLICABLE TO FORMAL DECISIONAL PROCEEDINGS
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| Scope and applicability of rules. |
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| Pre-decision conferences. |
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| Functions and responsibilities of the Administrative Law Judge. |
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| Disqualification of Administrative Law Judge. |
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| Filing of documents; subscription; service. |
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| Amended and supplemental pleadings. |
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| Interlocutory review by the Commission. |
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| Disposition of proceeding or issues without oral hearing. |
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| Subpoenas for attendance at an oral hearing. |
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| Consequences of overstating damages claims not in excess of $30,000. |
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Subpart F--COMMISSION REVIEW OF DECISIONS
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| Scope and applicability of rules. |
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| Appeal to the Commission. |
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| Appeal of disposition of less than all claims or parties in a proceeding. |
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| Commission review on its own motion. |
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| The record of proceedings. |
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| Leave to adduce additional evidence. |
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| Final decision of the Commission. |
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| Satisfaction of reparation award; enforcement; sanctions. |
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| Delegation of authority to the Deputy General Counsel for Opinions. |
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