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Home Page > Executive Branch > Code of Federal Regulations > Electronic Code of Federal Regulations
e-CFR Data is current as of February 4, 2010
TITLE 17--Commodity and Securities Exchanges
CHAPTER I--COMMODITY FUTURES TRADING COMMISSION
PART 171--RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS
Subpart A--GENERAL PROVISIONS
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| Filing with the Proceedings Clerk. |
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| Practice before the Commission. |
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Subpart B--NOTICE AND EFFECTIVE DATE OF FINAL DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL AND REGISTRATION ACTIONS
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| Notice of final decision. |
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| Effective date of final decisions in disciplinary, membership denial and registration actions. |
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| Submission of the record. |
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| Limited participation by interested persons. |
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| Participation by Commission staff. |
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Subpart C--COMMISSION REVIEW OF FINAL DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL AND REGISTRATION ACTIONS
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| Commission review in the absence of an appeal. |
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| Final decision by the Commission. |
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Subpart D--COMMISSION REVIEW OF DECISIONS BY THE NATIONAL FUTURES ASSOCIATION IN MEMBER RESPONSIBILITY ACTIONS
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| Notice of the commencement of a member responsibility action. |
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| Petition for a stay of effective date of a member responsibility action pending a hearing by the National Futures Association. |
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| Notice of a final decision of the National Futures Association in a member responsibility action. |
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| Petition for a stay of the effective date of a final decision of the National Futures Association in a member responsibility action. |
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Subpart E--DELEGATION OF FUNCTIONS
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| Delegation to the General Counsel. |
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