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Home Page > Executive Branch > Code of Federal Regulations > Electronic Code of Federal Regulations
e-CFR Data is current as of November 19, 2009
TITLE 17--Commodity and Securities Exchanges
CHAPTER II--SECURITIES AND EXCHANGE COMMISSION
PART 259--FORMS PRESCRIBED UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
Subpart A--FORMS FOR REGISTRATION AND ANNUAL SUPPLEMENTS
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| Form U5A, for notification of registration filed under section 5(a) of the Act. |
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| Form U5B, for registration statement filed under section 5(b) of the Act. |
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| Form U5S, for annual reports filed under section 5(c) of the Act. |
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Subpart B--FORMS FOR APPLICATIONS AND DECLARATIONS
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| Form U-1, application or declaration under the Public Utility Holding Company Act of 1935. |
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| Form U-13-1, for applications for approval of mutual service companies pursuant to Rule 88 ( 250.88 of this chapter). |
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Subpart C--FORMS FOR STATEMENTS AND REPORTS
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| Form U-6B-2, for notification of security issues exempt under section 6(b) of the Act. |
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| Form U-57, for notification of foreign utility company status pursuant to Rule 57(a) ( 250.57 of this chapter). |
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| Form U-9C-3, for notification of acquisition of securities exempt from section 9(a) pursuant to rule 58 ( 250.58 of this chapter). |
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| Form U-12(I)-A, for statement of activity within scope of section 12(i) of the Act pursuant to Rule 71(a) ( 250.71(a) of this chapter). |
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| Form U-12(I)-B, for advance statement of activity within scope of section 12(i) of the Act pursuant to Rule 71(b) ( 250.71(b) of this chapter). |
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| Form U-13E-1, for report by affiliate companies and independent service companies pursuant to Rule 95 ( 250.95 of this chapter). |
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| Form U-R-1, for solicitations pursuant to Rule 62 ( 250.62 of this chapter), in connection with reorganizations. |
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Subpart D--FORMS FOR PERIODIC ACCOUNTING REPORTS
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| Form U-13-60, for annual reports pursuant to Rule 94 ( 250.94 of this chapter) by mutual and subsidiary service companies required by section 13 of the Act. |
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Subpart E--FORMS FOR STATEMENTS AND REPORTS FROM NONREGISTERED (EXEMPT) COMPANIES
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| Form U-3A-2, for annual reports pursuant to Rule 2 ( 250.2 of this chapter) for exempt holding companies which are intrastate or predominantly operating companies. |
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| Form U-3A3-1, for annual reports pursuant to Rule 3 ( 250.3 of this chapter) for banks which are exempt holding companies. |
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| Certificate to be filed pursuant to 250.7(d) of this chapter. |
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| Form U-33-S, for annual reports pursuant to Rule 57(b) ( 250.57 of this chapter). |
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Subpart F--FORMS FOR AMENDMENTS--[RESERVED]
Subpart G--FORMS FOR ELECTRONIC FILING
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| Form ID, uniform application for access codes to file on EDGAR. |
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| Form SE, form for submission of paper format exhibits by electronic filers. |
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| Form TH--Notification of reliance on temporary hardship exemption. |
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