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Home Page > Executive Branch > Code of Federal Regulations > Electronic Code of Federal Regulations
e-CFR Data is current as of November 19, 2009
TITLE 17--Commodity and Securities Exchanges
CHAPTER II--SECURITIES AND EXCHANGE COMMISSION
PART 300--RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION
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| Accounts held by executors, administrators, guardians, etc. |
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| Accounts held by a corporation, partnership or unincorporated association. |
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| Accounts introduced by same or different broker or dealer. |
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| Contracts to be closed out or completed. |
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| Mechanics of closeout or completion. |
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| Retained rights of brokers or dealers. |
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| Completion or closeout pursuant to SIPC direction. |
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| Completion with cash or securities of customer. |
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| Satisfaction of customer claims for standardized options. |
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| Voidable securities transactions. |
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