 |
|
 |
Home Page > Executive Branch > Code of Federal Regulations > Electronic Code of Federal Regulations
e-CFR Data is current as of February 4, 2010
TITLE 17--Commodity and Securities Exchanges
CHAPTER II--SECURITIES AND EXCHANGE COMMISSION
PART 300--RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION
|
| Accounts held by executors, administrators, guardians, etc. |
|
|
| Accounts held by a corporation, partnership or unincorporated association. |
|
|
| Accounts introduced by same or different broker or dealer. |
|
|
| Contracts to be closed out or completed. |
|
|
| Mechanics of closeout or completion. |
|
|
| Retained rights of brokers or dealers. |
|
|
| Completion or closeout pursuant to SIPC direction. |
|
|
| Completion with cash or securities of customer. |
|
|
| Satisfaction of customer claims for standardized options. |
|
|
| Voidable securities transactions. |
|
|
