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Home Page > Executive Branch > Code of Federal Regulations > Electronic Code of Federal Regulations

e-CFR Data is current as of February 4, 2010
TITLE 29--Labor
Subtitle B--REGULATIONS RELATING TO LABOR
CHAPTER XXV--EMPLOYEE BENEFITS SECURITY ADMINISTRATION, DEPARTMENT OF LABOR
SUBCHAPTER G--ADMINISTRATION AND ENFORCEMENT UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974
PART 2570--PROCEDURAL REGULATIONS UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT
Subpart A--PROCEDURES FOR THE ASSESSMENT OF CIVIL SANCTIONS UNDER ERISA SECTION 502(I)
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| Service: Copies of documents and pleadings. |
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| Consent order or settlement. |
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| Decision of the administrative law judge. |
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| Procedures for review by the Secretary. |
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Subpart B--PROCEDURES FOR FILING AND PROCESSING PROHIBITED TRANSACTION EXEMPTION APPLICATIONS
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| Persons who may apply for exemptions. |
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| Applications the Department will not ordinarily consider. |
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| Information to be included in every exemption application. |
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| Information to be included in applications for individual exemptions only. |
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| Where to file an application. |
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| Duty to amend and supplement exemption applications. |
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| Tentative denial letters. |
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| Opportunities to submit additional information. |
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| Notice of proposed exemption. |
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| Notification of interested persons by applicant. |
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| Withdrawal of exemption applications. |
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| Requests for reconsideration. |
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| Hearings in opposition to exemptions from restrictions on fiduciary self-dealing. |
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| Decision to grant exemptions. |
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| Limits on the effect of exemptions. |
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| Revocation or modification of exemptions. |
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| Public inspection and copies. |
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Subpart C--PROCEDURES FOR THE ASSESSMENT OF CIVIL PENALTIES UNDER ERISA SECTION 502(C)(2)
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| Service: Copies of documents and pleadings. |
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| Consent order or settlement. |
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| Decision of the administrative law judge. |
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| Procedures for review by the Secretary. |
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Subpart D--PROCEDURE FOR THE ASSESSMENT OF CIVIL PENALTIES UNDER ERISA SECTION 502(L)
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| Assessment of civil penalty. |
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| Payment of civil penalty. |
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| Waiver or reduction of civil penalty. |
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| Reduction of penalty by other penalty assessments. |
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Subpart E--PROCEDURES FOR THE ASSESSMENT OF CIVIL PENALTIES UNDER ERISA SECTION 502(C)(5)
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| Service: Copies of documents and pleadings. |
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| Consent order or settlement. |
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| Decision of the administrative law judge. |
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| Procedures for review by the Secretary. |
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Subpart F--PROCEDURES FOR THE ASSESSMENT OF CIVIL PENALTIES UNDER ERISA SECTION 502(C)(6)
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| Service: Copies of documents and pleadings. |
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| Consent order or settlement. |
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| Decision of the administrative law judge. |
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| Procedures for review by the Secretary. |
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Subpart G--PROCEDURES FOR THE ASSESSMENT OF CIVIL PENALTIES UNDER ERISA SECTION 502(C)(7)
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| Service: Copies of documents and pleadings. |
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| Consent order or settlement. |
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| Decision of the administrative law judge. |
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| Procedures for review by the Secretary. |
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Subpart H--PROCEDURES FOR ISSUANCE OF FINDINGS UNDER ERISA SEC. 3(40)
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| Filing and contents of petition. |
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| Allocation of burden of proof. |
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| Decision of the Administrative Law Judge. |
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